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AI English summary of an SEC filing — figures as filed

Principal Financial Group logoPrincipal Financial Group PFG

As of September 30, 2026, Principal Financial Group said its assets under management (AUM) were $785.0 billion.

8-KRegulation FD DisclosureFiled Period of report Summary published (UTC)

Key points

AI summary
  1. As of September 30, 2026, Principal Financial Group said its assets under management (AUM) were $785.0 billion.

  2. The company said $581.7 billion of total AUM is managed by Principal Asset Management - Investment Management, and $166.2 billion is managed by Principal Asset Management - International Pension.

  3. The company said that for the quarter ended September 30, 2026, a combination of foreign currency translation, market performance, operations disposed, and other items not reported as part of net cash flow had an approximate 1.5% impact as a percentage of beginning-period AUM.

  4. The company said operations disposed AUM in the current quarter was negative $2.2 billion, primarily due to the sale of the Chile annuity business in Principal Asset Management – International Pension.

Summary

AI-written

Analysis scope · Filing bodyWe analyzed the filing body and confirmed exhibits. This is not a review of other exhibits, investor presentations or the full earnings call.

AUM as of September 30, 2026: $785.0 billion

As of September 30, 2026, Principal Financial Group said its assets under management (AUM) were $785.0 billion.

Source · Based on the filing body and exhibits

AUM by asset manager: $581.7 billion and $166.2 billion

The company said $581.7 billion of total AUM is managed by Principal Asset Management - Investment Management, and $166.2 billion is managed by Principal Asset Management - International Pension.

Source · Based on the filing body and exhibits

Approximate 1.5% impact on quarterly AUM

The company said that for the quarter ended September 30, 2026, a combination of foreign currency translation, market performance, operations disposed, and other items not reported as part of net cash flow had an approximate 1.5% impact as a percentage of beginning-period AUM.

Source · Based on the filing body and exhibits

Chile annuity business sale and operations disposed AUM of -$2.2 billion

The company said operations disposed AUM in the current quarter was negative $2.2 billion, primarily due to the sale of the Chile annuity business in Principal Asset Management – International Pension.

Source · Based on the filing body and exhibits

AI summarized the filing and translated the summary into English; it may differ from the original. For reference only, not investment advice. AI translated the published Korean report into English. Figures are copied as filed, not recalculated.

Original filing

The filing as submitted to SEC EDGAR. You can check the figures and statements of this summary against it.

Source: SEC EDGAR (U.S. Securities and Exchange Commission). Item captions are the SEC's. The summary is for reference only and is not investment advice.