Goldman Sachs filed a Certificate of Designations with the Delaware Secretary of State on September 23, 2024, setting the terms of its 6.125% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series Y, with a liquidation preference of $25,000 per share.

1. 01

   Goldman Sachs filed a Certificate of Designations with the Delaware Secretary of State on September 23, 2024, setting the terms of its 6.125% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series Y, with a liquidation preference of $25,000 per share.

2. 02

   The company said that, from the issuance of the Series Y Preferred Stock, its ability to declare or pay dividends on, or purchase, redeem or otherwise acquire, common stock will be subject to certain restrictions if it fails to pay dividends on the preferred stock.

3. 03

   The company said it filed additional exhibits in connection with the offering, issuance and sale of depositary shares representing interests in the Series Y Preferred Stock under its Registration Statement on Form S-3 (File No. 333-269296).

4. 04

   The company said it filed as exhibits to this report the Certificate of Designations for the Series Y Preferred Stock (Exhibits 3.1 and 4.1), the form of preferred stock certificate (Exhibit 4.2), and the opinion of Sullivan & Cromwell LLP (Exhibit 5.1).

Analysis scope · Filing bodyWe analyzed the filing body and confirmed exhibits. This is not a review of other exhibits, investor presentations or the full earnings call.

AI summarized the filing and translated the summary into English; it may differ from the original. For reference only, not investment advice. AI translated the published Korean report into English. Figures are copied as filed, not recalculated.

Original filing

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