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Dell Technologies logoDell Technologies DELL

Dell said Richard Rothberg, Executive Vice President, General Counsel and Secretary, notified the company on October 19, 2026 of his decision to retire. He served as the company's chief legal officer, and his retirement is effective February 1, 2027.

8-KDeparture or Appointment of Directors or Certain OfficersFiled Period of report Summary published (UTC)

Key points

AI summary
  1. Dell said Richard Rothberg, Executive Vice President, General Counsel and Secretary, notified the company on October 19, 2026 of his decision to retire. He served as the company's chief legal officer, and his retirement is effective February 1, 2027.

  2. The company said Rothberg will remain employed by the company after his retirement takes effect to provide transitional assistance through April 30, 2027.

  3. Dell said its board appointed Christopher Garcia, currently Senior Vice President, Corporate Legal and Assistant Secretary, to succeed Rothberg as chief legal officer on October 20, 2026, effective February 1, 2027.

  4. The company said Garcia has served as Senior Vice President, Corporate Legal and Assistant Secretary since 2022, overseeing corporate governance and regulatory compliance. He has held various global legal leadership roles since joining the company in 2006, and before that he worked in private practice at Fenwick & West LLP and Clifford Chance US LLP.

Summary

AI-written

Analysis scope · Filing bodyWe analyzed the filing body and confirmed exhibits. This is not a review of other exhibits, investor presentations or the full earnings call.

General Counsel Retirement Notice

Dell said Richard Rothberg, Executive Vice President, General Counsel and Secretary, notified the company on October 19, 2026 of his decision to retire. He served as the company's chief legal officer, and his retirement is effective February 1, 2027.

Source · Based on the filing body and exhibits

Rothberg Transition Support Period

The company said Rothberg will remain employed by the company after his retirement takes effect to provide transitional assistance through April 30, 2027.

Source · Based on the filing body and exhibits

Successor Christopher Garcia Appointed

Dell said its board appointed Christopher Garcia, currently Senior Vice President, Corporate Legal and Assistant Secretary, to succeed Rothberg as chief legal officer on October 20, 2026, effective February 1, 2027.

Source · Based on the filing body and exhibits

Garcia's Career Background

The company said Garcia has served as Senior Vice President, Corporate Legal and Assistant Secretary since 2022, overseeing corporate governance and regulatory compliance. He has held various global legal leadership roles since joining the company in 2006, and before that he worked in private practice at Fenwick & West LLP and Clifford Chance US LLP.

Source · Based on the filing body and exhibits

AI summarized the filing and translated the summary into English; it may differ from the original. For reference only, not investment advice. AI translated the published Korean report into English. Figures are copied as filed, not recalculated.

Original filing

The filing as submitted to SEC EDGAR. You can check the figures and statements of this summary against it.

Source: SEC EDGAR (U.S. Securities and Exchange Commission). Item captions are the SEC's. The summary is for reference only and is not investment advice.