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AI English summary of an SEC filing — figures as filed

Capital One logoCapital One COF

The company said it filed an automatic shelf registration statement on Form S-3 (No. 333-277813) with the SEC on March 11, 2024, and that the registration statement became effective upon filing.

8-KOther EventsFiled Period of report Summary published (UTC)

Key points

AI summary
  1. The company said it filed an automatic shelf registration statement on Form S-3 (No. 333-277813) with the SEC on March 11, 2024, and that the registration statement became effective upon filing.

  2. Capital One said it filed with the SEC on March 11, 2024 a supplement to the prospectus included in the registration statement, relating to the company's Dividend Reinvestment and Stock Purchase Plan.

  3. The company said it attached an opinion of Davis Polk & Wardwell LLP as Exhibit 5.1 to this 8-K, and that the opinion is incorporated by reference into the registration statement. The consent (Exhibit 23.1) is included in Exhibit 5.1.

  4. The company said it signed and filed this 8-K on March 11, 2024, through Matthew W. Cooper, General Counsel and Corporate Secretary.

Summary

AI-written

Analysis scope · Filing bodyWe analyzed the filing body and confirmed exhibits. This is not a review of other exhibits, investor presentations or the full earnings call.

Filing of Automatic Shelf Registration Statement (Form S-3)

The company said it filed an automatic shelf registration statement on Form S-3 (No. 333-277813) with the SEC on March 11, 2024, and that the registration statement became effective upon filing.

Source · Based on the filing body and exhibits

Supplement to Dividend Reinvestment and Stock Purchase Plan Prospectus

Capital One said it filed with the SEC on March 11, 2024 a supplement to the prospectus included in the registration statement, relating to the company's Dividend Reinvestment and Stock Purchase Plan.

Source · Based on the filing body and exhibits

Legal Opinion Attached and Incorporated into Registration Statement

The company said it attached an opinion of Davis Polk & Wardwell LLP as Exhibit 5.1 to this 8-K, and that the opinion is incorporated by reference into the registration statement. The consent (Exhibit 23.1) is included in Exhibit 5.1.

Source · Based on the filing body and exhibits

Filing Signatory

The company said it signed and filed this 8-K on March 11, 2024, through Matthew W. Cooper, General Counsel and Corporate Secretary.

Source · Based on the filing body and exhibits

AI summarized the filing and translated the summary into English; it may differ from the original. For reference only, not investment advice. AI translated the published Korean report into English. Figures are copied as filed, not recalculated.

Original filing

The filing as submitted to SEC EDGAR. You can check the figures and statements of this summary against it.

Source: SEC EDGAR (U.S. Securities and Exchange Commission). Item captions are the SEC's. The summary is for reference only and is not investment advice.