AI English summary of an SEC filing — figures as filed
The company said it filed an automatic shelf registration statement on Form S-3 (No. 333-277813) with the SEC on March 11, 2024, and that the registration statement became effective upon filing.
Key points
AI summaryThe company said it filed an automatic shelf registration statement on Form S-3 (No. 333-277813) with the SEC on March 11, 2024, and that the registration statement became effective upon filing.
Capital One said it filed with the SEC on March 11, 2024 a supplement to the prospectus included in the registration statement, relating to the company's Dividend Reinvestment and Stock Purchase Plan.
The company said it attached an opinion of Davis Polk & Wardwell LLP as Exhibit 5.1 to this 8-K, and that the opinion is incorporated by reference into the registration statement. The consent (Exhibit 23.1) is included in Exhibit 5.1.
The company said it signed and filed this 8-K on March 11, 2024, through Matthew W. Cooper, General Counsel and Corporate Secretary.
Summary
AI-writtenAnalysis scope · Filing bodyWe analyzed the filing body and confirmed exhibits. This is not a review of other exhibits, investor presentations or the full earnings call.
Filing of Automatic Shelf Registration Statement (Form S-3)
The company said it filed an automatic shelf registration statement on Form S-3 (No. 333-277813) with the SEC on March 11, 2024, and that the registration statement became effective upon filing.
Source · Based on the filing body and exhibits
Supplement to Dividend Reinvestment and Stock Purchase Plan Prospectus
Capital One said it filed with the SEC on March 11, 2024 a supplement to the prospectus included in the registration statement, relating to the company's Dividend Reinvestment and Stock Purchase Plan.
Source · Based on the filing body and exhibits
Legal Opinion Attached and Incorporated into Registration Statement
The company said it attached an opinion of Davis Polk & Wardwell LLP as Exhibit 5.1 to this 8-K, and that the opinion is incorporated by reference into the registration statement. The consent (Exhibit 23.1) is included in Exhibit 5.1.
Source · Based on the filing body and exhibits
Filing Signatory
The company said it signed and filed this 8-K on March 11, 2024, through Matthew W. Cooper, General Counsel and Corporate Secretary.
Source · Based on the filing body and exhibits
AI summarized the filing and translated the summary into English; it may differ from the original. For reference only, not investment advice. AI translated the published Korean report into English. Figures are copied as filed, not recalculated.
Original filing
The filing as submitted to SEC EDGAR. You can check the figures and statements of this summary against it.
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