AI English summary of an SEC filing — figures as filed
Capital One COFThe company said it closed the public offering of 5.700% Fixed-to-Floating Rate Senior Notes due 2030 on February 1, 2024, with an aggregate principal amount of $1,000,000,000.
Key points
AI summaryThe company said it closed the public offering of 5.700% Fixed-to-Floating Rate Senior Notes due 2030 on February 1, 2024, with an aggregate principal amount of $1,000,000,000.
Capital One said it also closed the public offering of its 6.051% Fixed-to-Floating Rate Senior Notes due 2035 on February 1, 2024, with total principal of $1,000,000,000.
The company said the notes were issued on January 29, 2024 under the Underwriting Agreement, with BofA Securities, Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC and Capital One Securities, Inc. as representatives of the underwriters.
The company said the notes were issued under a Senior Indenture dated November 1, 1996 and a Supplemental Indenture dated November 2, 2021, and were registered under the Securities Act of 1933 on Form S-3 (File No. 333-254191).
Summary
AI-writtenAnalysis scope · Filing bodyWe analyzed the filing body and confirmed exhibits. This is not a review of other exhibits, investor presentations or the full earnings call.
Closes 2030 Notes Offering of 5.700% Senior Notes
The company said it closed the public offering of 5.700% Fixed-to-Floating Rate Senior Notes due 2030 on February 1, 2024, with an aggregate principal amount of $1,000,000,000.
Source · Based on the filing body and exhibits
Closes 2035 Notes Offering of 6.051% Senior Notes
Capital One said it also closed the public offering of its 6.051% Fixed-to-Floating Rate Senior Notes due 2035 on February 1, 2024, with total principal of $1,000,000,000.
Source · Based on the filing body and exhibits
Underwriting Agreement and Underwriters
The company said the notes were issued on January 29, 2024 under the Underwriting Agreement, with BofA Securities, Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC and Capital One Securities, Inc. as representatives of the underwriters.
Source · Based on the filing body and exhibits
Indenture Basis and Securities Registration
The company said the notes were issued under a Senior Indenture dated November 1, 1996 and a Supplemental Indenture dated November 2, 2021, and were registered under the Securities Act of 1933 on Form S-3 (File No. 333-254191).
Source · Based on the filing body and exhibits
AI summarized the filing and translated the summary into English; it may differ from the original. For reference only, not investment advice. AI translated the published Korean report into English. Figures are copied as filed, not recalculated.
Original filing
The filing as submitted to SEC EDGAR. You can check the figures and statements of this summary against it.
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