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AI English summary of an SEC filing — figures as filed

BNY Mellon logoBNY Mellon BNY

The company said it filed the Certificate of Designations setting out the rights of the Series O Preferred Stock with the Secretary of State of Delaware on October 27, 2026, and that it took effect upon filing.

8-KAmendments to Articles of Incorporation or Bylaws; Change in Fiscal YearFiled Period of report Summary published (UTC)

Key points

AI summary
  1. The company said it filed the Certificate of Designations setting out the rights of the Series O Preferred Stock with the Secretary of State of Delaware on October 27, 2026, and that it took effect upon filing.

  2. The company disclosed that the liquidation preference of the Series O Preferred Stock is $100,000 per share, with a par value of $0.01 per share. It said that if it does not declare and pay (or set aside) dividends for the last preceding dividend period, dividends, purchases and redemptions of common stock and junior-ranking shares will be restricted.

  3. The company entered into an underwriting agreement on October 19, 2026 with 6 underwriters, including Barclays Capital Inc. The offering covers 1,250,000 depositary shares, each representing a 1/100th interest in 1 share of Series O Preferred Stock.

  4. The company said the Depositary Shares were issued on October 28, 2026 under a Deposit Agreement with Computershare Inc. and Computershare Trust Company, N.A., which act jointly as depositary. It said this 8-K is being filed to file Exhibit 1.1 with Form S-3 (File No. 333-282710) as an attachment.

Summary

AI-written

Analysis scope · Filing bodyWe analyzed the filing body and confirmed exhibits. This is not a review of other exhibits, investor presentations or the full earnings call.

Series O Preferred Stock Established and Certificate of Designations Effective

The company said it filed the Certificate of Designations setting out the rights of the Series O Preferred Stock with the Secretary of State of Delaware on October 27, 2026, and that it took effect upon filing.

Source · Based on the filing body and exhibits

Liquidation Preference and Dividend Restrictions on Series O Preferred Stock

The company disclosed that the liquidation preference of the Series O Preferred Stock is $100,000 per share, with a par value of $0.01 per share. It said that if it does not declare and pay (or set aside) dividends for the last preceding dividend period, dividends, purchases and redemptions of common stock and junior-ranking shares will be restricted.

Source · Based on the filing body and exhibits

Public Offering of Depositary Shares and Underwriting Agreement

The company entered into an underwriting agreement on October 19, 2026 with 6 underwriters, including Barclays Capital Inc. The offering covers 1,250,000 depositary shares, each representing a 1/100th interest in 1 share of Series O Preferred Stock.

Source · Based on the filing body and exhibits

Filing Related to Deposit Agreement and Form S-3 Registration Statement

The company said the Depositary Shares were issued on October 28, 2026 under a Deposit Agreement with Computershare Inc. and Computershare Trust Company, N.A., which act jointly as depositary. It said this 8-K is being filed to file Exhibit 1.1 with Form S-3 (File No. 333-282710) as an attachment.

Source · Based on the filing body and exhibits

AI summarized the filing and translated the summary into English; it may differ from the original. For reference only, not investment advice. AI translated the published Korean report into English. Figures are copied as filed, not recalculated.

Original filing

The filing as submitted to SEC EDGAR. You can check the figures and statements of this summary against it.

Source: SEC EDGAR (U.S. Securities and Exchange Commission). Item captions are the SEC's. The summary is for reference only and is not investment advice.