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AI English summary of an SEC filing — figures as filed

Ameriprise Financial logoAmeriprise Financial AMP

The company said shareholders approved a charter amendment at its 2024 annual meeting to permit exculpation of officers. The company said it filed the amendment with the Delaware Secretary of State on April 25, 2024, and it took effect upon filing.

8-KSubmission of Matters to a Vote of Security HoldersFiled Period of report Summary published (UTC)

Key points

AI summary
  1. The company said shareholders approved a charter amendment at its 2024 annual meeting to permit exculpation of officers. The company said it filed the amendment with the Delaware Secretary of State on April 25, 2024, and it took effect upon filing.

  2. The company said holders of 100,190,904 shares, or 88,028,436 shares, were represented in person or by proxy at its annual meeting on April 24, 2024, based on shares outstanding and entitled to vote as of the February 26, 2024 record date. The company said this represented 87.86%.

  3. The company said all 8 director nominees were elected for a one-year term of 1. James M. Cracchiolo received 76,474,370 votes for and 5,420,556 votes against. The charter amendment received 68,076,791 votes for and 13,817,011 votes against.

  4. The company said its nonbinding advisory vote on executive compensation was approved with 72,562,139 votes for and 9,249,183 votes against. It also said shareholders approved the selection of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2024, with 86,562,334 votes for and 1,361,754 votes against.

Summary

AI-written

Analysis scope · Filing bodyWe analyzed the filing body and confirmed exhibits. This is not a review of other exhibits, investor presentations or the full earnings call.

Shareholders Approve Charter Amendment, Which Takes Effect

The company said shareholders approved a charter amendment at its 2024 annual meeting to permit exculpation of officers. The company said it filed the amendment with the Delaware Secretary of State on April 25, 2024, and it took effect upon filing.

Source · Based on the filing body and exhibits

Shareholder Meeting Voting Representation

The company said holders of 100,190,904 shares, or 88,028,436 shares, were represented in person or by proxy at its annual meeting on April 24, 2024, based on shares outstanding and entitled to vote as of the February 26, 2024 record date. The company said this represented 87.86%.

Source · Based on the filing body and exhibits

Election of 8 Directors and Charter Amendment Vote Results

The company said all 8 director nominees were elected for a one-year term of 1. James M. Cracchiolo received 76,474,370 votes for and 5,420,556 votes against. The charter amendment received 68,076,791 votes for and 13,817,011 votes against.

Source · Based on the filing body and exhibits

Approval of Advisory Pay Vote and Accounting Firm Selection

The company said its nonbinding advisory vote on executive compensation was approved with 72,562,139 votes for and 9,249,183 votes against. It also said shareholders approved the selection of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2024, with 86,562,334 votes for and 1,361,754 votes against.

Source · Based on the filing body and exhibits

AI summarized the filing and translated the summary into English; it may differ from the original. For reference only, not investment advice. AI translated the published Korean report into English. Figures are copied as filed, not recalculated.

Original filing

The filing as submitted to SEC EDGAR. You can check the figures and statements of this summary against it.

Source: SEC EDGAR (U.S. Securities and Exchange Commission). Item captions are the SEC's. The summary is for reference only and is not investment advice.